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VIRTUAL COURSE

Auditing for Regulators

Introduction

The aim of this course is effective audit planning and oversight.

This course aims to provide authority auditors/inspectors  with the tools and skills to succesfully organise audits and audit organisations for initial approvals and during continuing oversight.

The aim of this course is effective audit planning and oversight.

This course aims to provide authority auditors/inspectors  with the tools and skills to succesfully organise audits and audit organisations for initial approvals and during continuing oversight.

Course Content

Upon completion of this course you will be able to:

  • Understand the principles of auditing
  • Understand the different types of audits and be able to choose the right one for the occasion
  • Identify the necessities and trades of a good auditor
  • Make an audit plan
  • Make an audit check list
  • Make an audit schedule
  • Conduct an audit
  • Unstand audit processes and procedures
  • Write audit findings
  • Debrief auditees
  • Write an audit report
  • Understand root cause anlysis

Learning Objectives

Upon completion of this course you will be able to:

  • Understand the principles of auditing
  • Understand the different types of audits and be able to choose the right one for the occasion
  • Identify the necessities and trades of a good auditor
  • Make an audit plan
  • Make an audit check list
  • Make an audit schedule
  • Conduct an audit
  • Unstand audit processes and procedures
  • Write audit findings
  • Debrief auditees
  • Write an audit report
  • Understand root cause anlysis

Who should take this course

This course will be of most benefit to professionals responsible for undertaking any form of regulatory audit or inspection activity, as well as regulatory staff at all levels responsible for planning and managing oversight activities.

Pre-requisites

Essential:

No previous experience in auditing or any regulatory management function is necessary.